Extensive background within broker-dealer, investment advisor, and bank trust environments. Have been qualified to testify on suitability, fiduciary duty, supervision, churning, and standards of care in matters involving mutual funds, hedge funds, exchange funds, brokerage accounts, advisory accounts, variable annuities, ERISA accounts, and trust accounts.+ More
Former Registered Investment Advisor and consultant to institutional, corporate, regulatory, and private clients.
Banking , Investment Management , Securities Expert Witness , Securities/Litigation
Gallery is empty
My CV & Docs